| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MC Financial Services Limited (HK) | RO | Advising on securities | 2021-10-15 | 2026-01-06 |
| RO | Dealing in securities | 2021-10-15 | 2026-01-06 | |
| Rep | Advising on securities | 2021-08-06 | 2021-10-15 | |
| Rep | Dealing in securities | 2021-08-06 | 2021-10-15 | |
| Rep | Asset management | 2021-08-06 | 2026-01-06 | |
| Rep | Dealing in futures contracts | 2021-08-06 | 2026-01-06 | |
| STAR RIVER SECURITIES LIMITED | RO | Advising on securities | 2017-06-16 | 2019-01-23 |
| RO | Dealing in securities | 2017-06-16 | 2019-01-23 | |
| AIF Securities Limited | RO | Dealing in securities | 2013-05-16 | 2016-10-12 |
| RO | Dealing in securities | 2010-09-27 | 2011-08-01 | |
| Rep | Dealing in securities | 2010-09-20 | 2010-09-27 | |
| ARTA GLOBAL MARKETS LIMITED | RO | Dealing in securities | 2009-03-10 | 2010-07-31 |
| KILMOREY SECURITIES LIMITED | RO | Dealing in securities | 2008-02-29 | 2009-02-16 |
| Rep | Dealing in securities | 2008-01-14 | 2008-02-29 | |
| Asia Pacific Securities Limited | RO | Dealing in securities | 2007-03-20 | 2007-09-11 |
| Rep | Dealing in securities | 2006-03-07 | 2007-03-20 | |
| Mage Securities Limited | Rep | Dealing in securities | 2005-08-10 | 2005-12-19 |
| TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-31 | 2005-08-02 |