Personnel Hong Kong SFC License Details (ID 115130)

Personnel Hong Kong SFC License Details (ID 115130)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	Rep	Advising on securities	2007-11-21	2008-11-11
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2007-08-29	2007-09-13
Lion Global Financial Limited	Rep	Advising on securities	2006-09-11	2007-08-09
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2006-02-14	2006-09-01
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2005-04-15	2006-01-28
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2005-02-17	2005-04-04