Personnel Hong Kong SFC License Details (ID 115160)

Personnel Hong Kong SFC License Details (ID 115160)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-09-16	2006-04-16
	Rep	Dealing in futures contracts	2005-09-16	2006-04-16
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-07-06	2006-04-16
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-07-06	2006-04-16
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2005-04-27	2005-06-22
	Rep	Advising on securities	2005-04-27	2005-06-22