Personnel Hong Kong SFC License Details (ID 115169)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-07-28	2020-01-25
	Rep	Dealing in securities	2017-07-28	2020-01-25
FT Securities Limited	Rep	Advising on futures contracts	2005-09-30	2005-12-15
	Rep	Dealing in futures contracts	2005-09-30	2005-12-15
	Rep	Dealing in securities	2005-01-10	2005-12-15
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-01-10	2005-10-04