Personnel Hong Kong SFC License Details (ID 115170)

Personnel Hong Kong SFC License Details (ID 115170)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	Rep	Advising on securities	2024-03-22	-
	Rep	Asset management	2024-03-22	-
	Rep	Dealing in securities	2024-03-22	-
Venture Smart Asia Limited	Rep	Advising on securities	2020-07-21	2024-03-21
	Rep	Asset management	2020-07-21	2024-03-21
	Rep	Dealing in securities	2020-07-21	2024-03-21
KGI ASIA LIMITED	Rep	Advising on securities	2018-06-04	2019-05-16
	Rep	Dealing in securities	2018-06-04	2019-05-16
Hao Tian International Securities Limited	Rep	Dealing in securities	2017-04-26	2017-08-21
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2016-04-22	2017-03-10
	Rep	Dealing in securities	2016-04-22	2017-03-10
FUHWA SECURITIES (HONG KONG) CO., LIMITED	Rep	Dealing in securities	2005-02-15	2005-06-14