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Kim, Dean Chang-Hun Hong Kong SFC License Details (ID 115173)
Kim, Dean Chang-Hun
SFC ID:
ALP982
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LEHMAN BROTHERS ASIA LIMITED
Rep
Advising on securities
2005-08-22
2007-04-03
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2005-01-10
2005-08-01