Personnel Hong Kong SFC License Details (ID 115229)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	RO	Advising on securities	2005-10-26	2007-10-12
	RO	Asset management	2005-10-26	2007-10-12
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	RO	Advising on securities	2005-10-26	2007-10-12
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	RO	Advising on securities	2005-10-26	2007-10-12
	RO	Asset management	2005-10-26	2007-10-12