Personnel Hong Kong SFC License Details (ID 115231)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-03-23	2008-06-04
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-03-16	2007-02-28
	Rep	Advising on securities	2006-03-13	2006-03-16
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2005-09-22	2006-03-02
CLSA RESEARCH LIMITED	Rep	Advising on securities	2005-03-02	2005-09-21