Personnel Hong Kong SFC License Details (ID 115237)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on futures contracts	2018-06-06	2023-10-17
	RO	Advising on securities	2018-06-06	2023-10-17
	RO	Dealing in futures contracts	2018-06-06	2023-10-17
	RO	Dealing in securities	2018-06-06	2023-10-17
	Rep	Advising on futures contracts	2017-08-28	2018-06-06
	Rep	Advising on securities	2017-08-28	2018-06-06
	Rep	Dealing in futures contracts	2017-08-28	2018-06-06
	Rep	Dealing in securities	2017-08-28	2018-06-06
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2017-06-05
	Rep	Dealing in securities	2012-06-29	2017-06-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-06-29	2013-08-31
	Rep	Dealing in securities	2012-06-29	2013-08-31
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2006-12-04	2010-03-08
	Rep	Advising on securities	2006-12-04	2010-03-08
	Rep	Providing automated trading services	2006-02-21	2010-03-08
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-02-21	2010-03-08
	Rep	Dealing in futures contracts	2006-02-21	2010-03-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-02-20	2010-03-08
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-02-20	2010-03-08
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-01-18	2005-11-23