| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2022-09-30 | - |
| RO | Dealing in securities | 2020-10-20 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-09-15 | 2019-04-02 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2017-07-19 | 2019-04-02 |
| Rep | Dealing in futures contracts | 2017-07-19 | 2019-04-02 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-07-19 | 2019-04-02 |
| Rep | Dealing in securities | 2017-07-19 | 2019-04-02 | |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-12-08 | 2017-05-12 |
| CTI Capital Hong Kong Limited | Rep | Advising on securities | 2015-03-16 | 2015-10-12 |
| Rep | Asset management | 2015-03-16 | 2015-10-12 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-02-14 | 2013-05-07 |
| Rep | Dealing in futures contracts | 2013-02-14 | 2013-05-07 | |
| Rep | Dealing in securities | 2012-07-19 | 2013-05-07 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-07-14 | 2010-03-25 |
| Rep | Advising on securities | 2008-07-14 | 2010-03-25 | |
| Rep | Dealing in futures contracts | 2008-06-18 | 2010-03-25 | |
| Rep | Dealing in securities | 2008-06-18 | 2010-03-25 | |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2009-11-23 |
| Rep | Dealing in securities | 2008-03-12 | 2009-11-23 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2007-04-09 | 2008-02-29 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-02-01 | 2007-03-09 |
No HKMA registrations in the collected records.