Personnel Hong Kong SFC License Details (ID 115254)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in securities	2008-05-22	2010-08-09
	Rep	Advising on securities	2008-05-15	2010-08-09
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-07-12	2008-03-28
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-03-19	2006-01-01