Pong, Joanne Chiu Yan 龐朝恩

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Capital Asia Limited	RO	Dealing in securities	2026-07-23	-
Trinity Financial Group Limited	RO	Dealing in securities	2016-02-16	2019-10-17
Trinity Corporate Finance Limited (VG)	RO	Advising on corporate finance	2016-01-04	-
China Securities (International) Corporate Finance Company Limited	RO	Dealing in securities	2013-11-11	2015-01-29
China Securities (International) Brokerage Company Limited	RO	Dealing in securities	2013-08-29	2015-01-29
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2013-08-29	2015-01-29
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2013-05-13	2013-08-29
	Rep	Advising on securities	2013-05-13	2015-01-29
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2013-05-13	2013-08-29
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2011-04-04	2011-05-14
	Rep	Dealing in securities	2011-04-04	2011-05-14
ABCI Securities Company Limited	Rep	Advising on corporate finance	2009-07-31	2011-03-24
	Rep	Dealing in securities	2009-07-31	2011-03-24
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2009-04-14	2009-07-22
	Rep	Dealing in securities	2009-04-14	2009-07-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2009-04-14	2009-07-22
	Rep	Dealing in securities	2009-04-14	2009-07-22
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2006-07-26	2008-10-15
	Rep	Dealing in securities	2006-07-26	2008-10-15
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2006-07-26	2008-10-15
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2005-01-28	2006-06-23
	Rep	Advising on securities	2005-01-28	2006-06-23
	Rep	Dealing in securities	2005-01-28	2006-06-23

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Capital Asia Limited	RO	Dealing in securities	2026-07-23	-
Trinity Financial Group Limited	RO	Dealing in securities	2016-02-16	2019-10-17
Trinity Corporate Finance Limited (VG)	RO	Advising on corporate finance	2016-01-04	-
China Securities (International) Corporate Finance Company Limited	RO	Dealing in securities	2013-11-11	2015-01-29
China Securities (International) Brokerage Company Limited	RO	Dealing in securities	2013-08-29	2015-01-29
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2013-08-29	2015-01-29
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2013-05-13	2013-08-29
	Rep	Advising on securities	2013-05-13	2015-01-29
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2013-05-13	2013-08-29
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2011-04-04	2011-05-14
	Rep	Dealing in securities	2011-04-04	2011-05-14
ABCI Securities Company Limited	Rep	Advising on corporate finance	2009-07-31	2011-03-24
	Rep	Dealing in securities	2009-07-31	2011-03-24
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2009-04-14	2009-07-22
	Rep	Dealing in securities	2009-04-14	2009-07-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2009-04-14	2009-07-22
	Rep	Dealing in securities	2009-04-14	2009-07-22
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2006-07-26	2008-10-15
	Rep	Dealing in securities	2006-07-26	2008-10-15
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2006-07-26	2008-10-15
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2005-01-28	2006-06-23
	Rep	Advising on securities	2005-01-28	2006-06-23
	Rep	Dealing in securities	2005-01-28	2006-06-23