Personnel Hong Kong SFC License Details (ID 115303)

Personnel Hong Kong SFC License Details (ID 115303)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	RO	Asset management	2013-08-26	2014-01-31
	Rep	Asset management	2012-06-22	2013-08-26
FACTORIAL MANAGEMENT LIMITED	RO	Asset management	2011-12-30	2012-06-05
DEEPHAVEN ASIA LIMITED	RO	Advising on securities	2008-03-05	2009-04-07
	RO	Asset management	2008-03-05	2009-04-07
	Rep	Asset management	2006-12-06	2008-03-05
	Rep	Advising on securities	2006-12-04	2008-03-05
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2005-11-30	2006-08-14
	Rep	Dealing in securities	2005-09-21	2006-08-14
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-01-28	2005-04-25
	Rep	Dealing in securities	2005-01-28	2005-04-25