Personnel Hong Kong SFC License Details (ID 115307)

Personnel Hong Kong SFC License Details (ID 115307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2013-04-02	2013-09-02
	Rep	Dealing in securities	2013-04-02	2013-09-02
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2011-05-18	2013-01-01
	Rep	Asset management	2011-05-18	2013-01-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2007-04-16	2011-04-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-08-04	2007-03-21
BOCI RESEARCH LIMITED	Rep	Advising on securities	2005-01-27	2006-08-02