Personnel Hong Kong SFC License Details (ID 115313)

Personnel Hong Kong SFC License Details (ID 115313)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Empyrean Management (Hong Kong) Limited	RO	Advising on securities	2018-07-17	2023-01-04
	RO	Asset management	2018-07-17	2023-01-04
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-22	2011-02-15
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-07-22	2011-02-15
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2010-07-22	2011-02-15
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-08-31	2010-06-10
Point72 Hong Kong Limited	Rep	Asset management	2008-12-29	2009-05-08
RAMIUS ASIA LTD.	Rep	Asset management	2006-11-07	2008-12-08
SBI China Capital Securities Limited	Rep	Dealing in securities	2006-04-06	2006-07-21
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-02-02	2005-11-14