Personnel Hong Kong SFC License Details (ID 115322)

Personnel Hong Kong SFC License Details (ID 115322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2006-11-20	2008-08-31
	Rep	Advising on securities	2006-11-20	2008-08-31
	Rep	Dealing in securities	2006-11-20	2008-08-31
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2006-11-20	2008-08-31
	Rep	Advising on securities	2006-11-20	2008-08-31
	Rep	Dealing in securities	2006-11-20	2008-08-31
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-12-20	2006-10-18
	Rep	Advising on securities	2005-12-20	2006-10-18
	Rep	Dealing in securities	2005-12-20	2006-10-18
	Rep	Advising on corporate finance	2005-02-14	2005-10-21
	Rep	Advising on securities	2005-02-14	2005-10-21
	Rep	Dealing in securities	2005-02-14	2005-10-21