Personnel Hong Kong SFC License Details (ID 115330)

Personnel Hong Kong SFC License Details (ID 115330)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2023-10-20	-
	Rep	Asset management	2023-10-20	-
SKYVAST ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-02-10	2020-12-31
Zero2IPO Securities Limited	RO	Dealing in futures contracts	2019-02-20	2020-01-05
	RO	Dealing in securities	2019-02-20	2020-01-05
CES Capital International (Hong Kong) Co., Limited	Rep	Advising on futures contracts	2016-05-19	2018-12-31
	Rep	Advising on securities	2016-05-19	2018-12-31
	Rep	Dealing in futures contracts	2016-03-03	2018-12-31
	Rep	Dealing in securities	2016-03-03	2018-12-31
	Rep	Leveraged foreign exchange trading	2016-03-03	2018-12-31
DELTA ASIA SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2015-03-03	2016-02-12
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-10-16	2016-02-12
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2014-10-16	2016-02-12
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-01-28	2008-05-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-28	2008-05-20
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-05-25	2007-10-23
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-05-25	2007-10-23
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2005-04-13	2005-09-01