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Personnel Hong Kong SFC License Details (ID 115345)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
RESIDENTS SECURITIES LIMITED
Rep
Dealing in securities
2012-09-17
2013-07-31
RO
Dealing in securities
2005-11-11
2006-10-05
RO
Dealing in securities
2005-03-22
2005-09-22