Personnel Hong Kong SFC License Details (ID 115352)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Asset management	2007-12-03	2008-04-17
	Rep	Advising on securities	2007-11-05	2008-04-17
Superfund Financial (Hong Kong) Limited	RO	Advising on securities	2007-03-30	2007-10-28
	RO	Dealing in securities	2007-03-30	2007-10-28
	Rep	Advising on securities	2005-02-04	2007-03-30
	Rep	Dealing in securities	2005-02-04	2007-03-30