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Chen, Simon Guomin 陳國敏 Hong Kong SFC License Details (ID 115353)
Chen, Simon Guomin 陳國敏
SFC ID:
ALS062
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LEHMAN BROTHERS ASIA LIMITED
RO
Advising on corporate finance
2005-06-20
2006-06-02
Rep
Advising on corporate finance
2005-02-07
2005-06-20
Rep
Advising on securities
2005-02-07
2006-06-02