Personnel Hong Kong SFC License Details (ID 115364)

Personnel Hong Kong SFC License Details (ID 115364)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	RO	Advising on securities	2012-10-24	2013-09-30
	RO	Dealing in securities	2012-10-24	2013-09-30
Knight Capital Asia Limited	Rep	Advising on securities	2010-09-09	2011-08-04
	Rep	Dealing in securities	2010-09-09	2011-08-04
MF Securities Hong Kong Limited	RO	Advising on securities	2008-11-28	2010-07-12
	RO	Dealing in securities	2008-11-28	2010-07-12
	Rep	Advising on securities	2008-04-07	2008-11-28
	Rep	Dealing in securities	2008-04-07	2008-11-28
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-07-27	2008-02-13
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-07-27	2008-02-13
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2005-04-28	2005-06-24
	Rep	Dealing in securities	2005-02-14	2005-06-24