Personnel Hong Kong SFC License Details (ID 115381)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	Rep	Advising on securities	2021-07-14	2025-04-01
	Rep	Asset management	2021-07-14	2025-04-01
	Rep	Dealing in securities	2021-07-14	2025-04-01
oOo Securities (HK) Group Limited	Rep	Asset management	2016-12-05	2018-05-31
	Rep	Dealing in securities	2016-12-05	2018-05-31
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2014-12-09	2016-10-24
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-02-16	2005-09-01