Personnel Hong Kong SFC License Details (ID 115389)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-03-07	2007-04-17
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-02-13	2007-04-17
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2005-02-17	2007-01-20
	Rep	Asset management	2005-02-17	2007-01-20
	Rep	Dealing in securities	2005-02-17	2007-01-20