Personnel Hong Kong SFC License Details (ID 115409)

Personnel Hong Kong SFC License Details (ID 115409)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leonteq Securities (Hong Kong) Limited	Rep	Advising on securities	2022-04-08	2024-12-31
	Rep	Dealing in securities	2022-04-08	2024-12-31
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-06-24	2008-10-27
	Rep	Advising on securities	2008-06-24	2008-10-27
	Rep	Dealing in futures contracts	2008-06-05	2008-10-27
	Rep	Dealing in securities	2008-06-05	2008-10-27
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-03-07	2008-10-27
	Rep	Dealing in securities	2006-03-07	2008-10-27
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-02-22	2006-02-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-02-22	2006-02-06