Personnel Hong Kong SFC License Details (ID 115422)

Personnel Hong Kong SFC License Details (ID 115422)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOKAI TOKYO SECURITIES (ASIA) LIMITED	RO	Advising on securities	2020-07-22	-
	RO	Dealing in futures contracts	2020-07-22	-
	RO	Dealing in securities	2020-07-22	-
	RO	Advising on securities	2014-05-21	2017-10-23
	RO	Dealing in futures contracts	2014-05-21	2017-10-23
	RO	Dealing in securities	2014-05-21	2017-10-23
	Rep	Advising on securities	2014-04-22	2014-05-21
	Rep	Dealing in futures contracts	2014-04-22	2014-05-21
	Rep	Dealing in securities	2014-04-22	2014-05-21
	RO	Advising on securities	2008-10-02	2011-05-23
	RO	Dealing in futures contracts	2008-10-02	2011-05-23
	RO	Dealing in securities	2008-10-02	2011-05-23
	Rep	Dealing in futures contracts	2006-09-07	2008-10-02
	Rep	Dealing in securities	2005-02-23	2008-10-02