Personnel SFC Licences and HKMA Registrations (ID 11543453)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-10-22	-
	Rep	Dealing in securities	2026-08-31	-
	Rep	Advising on corporate finance	2026-08-31	2026-10-22
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-04-20	2026-07-31
	Rep	Advising on corporate finance	2025-12-08	2026-04-20
	Rep	Dealing in securities	2025-12-08	2026-07-31
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2025-08-22	2025-11-08
	Rep	Advising on corporate finance	2025-06-25	2025-08-22
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2025-06-25	2025-11-08
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2024-04-19	2025-05-20
	Rep	Dealing in securities	2022-08-11	2025-05-20
	Rep	Advising on corporate finance	2017-06-12	2024-04-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.