Personnel SFC Licences and HKMA Registrations (ID 11543942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Securities Limited	Rep	Dealing in securities	2018-12-24	2023-11-28
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-06-12	-
	Rep	Dealing in securities	2017-06-12	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.