Personnel Hong Kong SFC License Details (ID 11544005)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	RO	Advising on securities	2022-09-19	-
	RO	Dealing in securities	2022-09-19	-
	Rep	Advising on securities	2022-08-26	2022-09-19
	Rep	Dealing in securities	2022-08-26	2022-09-19
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	RO	Advising on securities	2019-09-04	2022-06-17
	RO	Dealing in securities	2019-09-04	2022-06-17
	Rep	Advising on securities	2019-01-31	2019-09-04
	Rep	Dealing in securities	2019-01-31	2019-09-04
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-09-06	2018-09-13
	Rep	Dealing in securities	2018-09-06	2018-09-13
	Rep	Advising on securities	2018-07-09	2018-07-13
	Rep	Dealing in securities	2018-07-09	2018-07-13
	Rep	Advising on securities	2018-04-04	2018-04-11
	Rep	Dealing in securities	2018-04-04	2018-04-11
	Rep	Advising on securities	2018-03-15	2018-03-23
	Rep	Dealing in securities	2018-03-15	2018-03-23
	Rep	Advising on securities	2017-11-17	2017-11-22
	Rep	Dealing in securities	2017-11-17	2017-11-22
	Rep	Advising on securities	2017-08-29	2017-08-29
	Rep	Dealing in securities	2017-08-29	2017-08-29
	Rep	Advising on securities	2017-06-12	2017-06-16
	Rep	Dealing in securities	2017-06-12	2017-06-16