| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2022-01-27 | 2024-12-20 |
| Rep | Dealing in securities | 2021-10-20 | 2024-12-20 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-10-20 | 2024-12-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-19 | 2021-03-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-19 | 2021-03-12 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-10 | 2015-08-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-10-10 | 2015-08-14 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | Dealing in futures contracts | 2013-10-07 | 2014-09-26 |
| Rep | Dealing in securities | 2013-10-07 | 2014-09-26 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-11 | 2010-04-30 |
| Rep | Dealing in futures contracts | 2008-11-11 | 2010-04-30 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2005-08-26 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2005-08-26 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-02-26 | 2010-04-30 |