Personnel SFC Licences and HKMA Registrations (ID 115464)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2022-01-07	-
	Rep	Advising on securities	2022-01-07	-
	Rep	Dealing in securities	2022-01-07	-
	Rep	Advising on corporate finance	2012-01-13	2016-03-15
	Rep	Advising on securities	2012-01-13	2016-03-15
	Rep	Dealing in securities	2012-01-13	2016-03-15
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2005-07-11	2007-03-30
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2005-03-08	2007-03-30
	Rep	Dealing in securities	2005-03-08	2007-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.