| Finex Hong Kong Limited | RO | Dealing in securities | 2020-10-20 | 2022-07-20 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2017-10-09 | 2018-06-08 |
| RO | Dealing in futures contracts | 2017-10-09 | 2018-06-08 |
| Rep | Advising on securities | 2012-01-16 | 2016-10-17 |
| Rep | Dealing in securities | 2012-01-16 | 2016-10-17 |
| Rep | Advising on futures contracts | 2012-01-16 | 2017-10-09 |
| Rep | Dealing in futures contracts | 2012-01-16 | 2017-10-09 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-04-12 | 2011-06-16 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-06 | 2011-06-16 |
| Rep | Dealing in futures contracts | 2008-11-06 | 2011-06-16 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-07-24 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-07-24 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-24 | 2011-06-16 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-06-01 | 2008-06-16 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-03-03 | 2006-01-17 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-03-03 | 2006-01-17 |