Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 115468)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED
Rep
Dealing in securities
2005-03-08
2008-08-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED
Rep
Dealing in futures contracts
2005-03-08
2008-08-01