Webb-site Legacy

Chan, Chor Kiu 陳楚翹

SFC ID:ALU160

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2014-12-23	2017-08-21
	Rep	Asset management	2014-12-23	2017-08-21
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-12-23	2017-08-21
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Asset management	2014-12-23	2017-08-21
	Rep	Dealing in securities	2014-12-23	2017-08-21
KARL-THOMSON COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-11-02	2012-12-06
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Asset management	2011-11-02	2012-12-06
	Rep	Dealing in securities	2011-11-02	2012-12-06
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-12-08	2009-07-31
oOo Securities (HK) Group Limited	Rep	Advising on securities	2005-04-12	2006-09-15