Personnel Hong Kong SFC License Details (ID 115498)

Personnel Hong Kong SFC License Details (ID 115498)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2020-11-25	2022-09-30
	Rep	Asset management	2013-02-26	2022-09-30
	Rep	Dealing in securities	2013-02-26	2022-09-30
ChinaRock Capital Management Limited	RO	Asset management	2010-11-22	2012-05-01
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2005-03-11	2008-02-11
	Rep	Dealing in securities	2005-03-11	2008-02-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-03-11	2008-02-11