Kwok, Sigismund Sung Chi 郭頌基

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-11-08	2013-11-09
	Rep	Dealing in securities	2011-11-08	2013-11-09
LAZARD ASIA (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-15	2011-09-15
	Rep	Advising on corporate finance	2006-08-10	2011-09-15
	Rep	Advising on securities	2006-08-10	2011-09-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-03-11	2006-08-01
	Rep	Advising on securities	2005-03-11	2006-08-01
	Rep	Dealing in securities	2005-03-11	2006-08-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-03-11	2006-08-01
	Rep	Advising on securities	2005-03-11	2006-08-01
	Rep	Dealing in securities	2005-03-11	2006-08-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-11-08	2013-11-09
	Rep	Dealing in securities	2011-11-08	2013-11-09
LAZARD ASIA (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-15	2011-09-15
	Rep	Advising on corporate finance	2006-08-10	2011-09-15
	Rep	Advising on securities	2006-08-10	2011-09-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-03-11	2006-08-01
	Rep	Advising on securities	2005-03-11	2006-08-01
	Rep	Dealing in securities	2005-03-11	2006-08-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-03-11	2006-08-01
	Rep	Advising on securities	2005-03-11	2006-08-01
	Rep	Dealing in securities	2005-03-11	2006-08-01