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Personnel Hong Kong SFC License Details (ID 115503)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED
Rep
Dealing in securities
2006-05-12
2006-05-26
Rep
Dealing in securities
2006-02-27
2006-03-26
Rep
Dealing in securities
2005-03-11
2005-05-12