Personnel SFC Licences and HKMA Registrations (ID 115514)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nice Talent Asset Management Limited	Rep	Advising on securities	2025-06-09	-
	Rep	Asset management	2025-06-09	-
	Rep	Dealing in securities	2025-06-09	-
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2007-05-31	2007-06-22
TISCO SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-03-08	2006-02-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.