Personnel Hong Kong SFC License Details (ID 115523)

Personnel Hong Kong SFC License Details (ID 115523)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2008-01-02	2008-11-21
	Rep	Dealing in securities	2008-01-02	2008-11-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-03-16	2007-11-18
	Rep	Advising on securities	2005-03-16	2007-11-18
	Rep	Dealing in securities	2005-03-16	2007-11-18
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-03-16	2007-11-18
	Rep	Advising on securities	2005-03-16	2007-11-18
	Rep	Dealing in securities	2005-03-16	2007-11-18