Personnel Hong Kong SFC License Details (ID 115534)

Personnel Hong Kong SFC License Details (ID 115534)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER FUTURES LIMITED	RO	Dealing in futures contracts	2018-06-29	2019-02-26
	Rep	Dealing in futures contracts	2018-04-04	2018-06-29
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2018-04-04	2019-02-26
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-02-21	2018-03-23
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-08	2018-03-23
Marex Hong Kong Limited	Rep	Dealing in futures contracts	2011-06-14	2012-02-17
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2011-06-07
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2011-06-07
	Rep	Dealing in securities	2008-10-13	2011-06-07
Newedge Broker Limited	Rep	Providing automated trading services	2005-03-18	2009-07-31
	Rep	Dealing in futures contracts	2005-03-18	2009-07-31
	Rep	Dealing in securities	2005-03-18	2009-07-31