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Hua, Ni 華霓 Hong Kong SFC License Details (ID 115536)
Hua, Ni 華霓
SFC ID:
ALU917
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UOB ASIA (HONG KONG) LIMITED
Rep
Advising on corporate finance
2005-03-29
2005-11-01
Rep
Advising on securities
2005-03-29
2005-11-01
Rep
Dealing in securities
2005-03-29
2005-11-01