Personnel SFC Licences and HKMA Registrations (ID 11559378)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AC3433

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
MUFG BANK, LTD.	Dealing in securities	Non-EO	VICE PRESIDENT	2025-07-16	—	Current
MUFG BANK, LTD.	Advising on securities	Non-EO	VICE PRESIDENT	2025-07-16	—	Current
CREDIT SUISSE AG	Dealing in securities	Non-EO	—	2016-02-27	2017-03-31	Former
CREDIT SUISSE AG	Advising on securities	Non-EO	—	2016-02-27	2017-03-31	Former
澳洲聯邦銀行	Dealing in securities	Non-EO	—	2015-01-09	2015-10-26	Former
澳洲聯邦銀行	Advising on securities	Non-EO	—	2015-01-09	2015-10-26	Former
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)	Dealing in securities	Non-EO	—	2011-06-01	2014-12-30	Former
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)	Advising on securities	Non-EO	—	2011-06-01	2014-12-30	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2008-10-01	2009-10-04	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2008-10-01	2009-10-04	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2004-10-08	2007-08-25	Former