Personnel Hong Kong SFC License Details (ID 11559378)

Personnel Hong Kong SFC License Details (ID 11559378)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Advising on securities	2025-10-13	-
	Rep	Dealing in securities	2025-09-18	-
XHK Limited	Rep	Dealing in futures contracts	2025-02-20	2025-06-16
	Rep	Dealing in securities	2025-02-20	2025-06-16
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2024-06-04	2024-11-28
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2024-02-19	2024-11-28
	Rep	Dealing in securities	2024-02-19	2024-11-28
CEB International Capital Corporation Limited	Rep	Advising on securities	2020-09-18	2023-12-05
	Rep	Dealing in securities	2020-09-18	2023-12-05
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2019-09-06	2020-09-04
BOCOM International Securities Limited	Rep	Advising on securities	2019-09-06	2020-09-04
BOCOM International (Asia) Limited	Rep	Dealing in securities	2019-08-15	2020-09-04
BOCOM International Securities Limited	Rep	Dealing in securities	2019-08-15	2020-09-04
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-13	2019-07-26
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-06-13	2019-07-26