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Personnel Hong Kong SFC License Details (ID 11559692)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GUOTAI JUNAN CAPITAL LIMITED
Rep
Advising on corporate finance
2019-09-12
2020-04-24
VMS Securities Limited
Rep
Advising on corporate finance
2017-06-13
2019-08-15
Rep
Dealing in securities
2017-06-13
2019-08-15