Personnel Hong Kong SFC License Details (ID 115621)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in securities	2019-04-04	-
	Rep	Dealing in securities	2016-05-24	2019-04-04
CTBC Asia Limited	RO	Advising on securities	2006-06-16	2008-05-10
	RO	Dealing in securities	2006-06-16	2008-05-10
	Rep	Dealing in securities	2006-02-16	2006-06-16
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2005-04-25	2005-11-15