| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Orient International Asset Management Limited | RO | Dealing in securities | 2021-07-16 | - |
| RO | Advising on securities | 2019-11-27 | - | |
| RO | Asset management | 2019-11-27 | - | |
| Rep | Advising on securities | 2019-09-04 | 2019-11-27 | |
| Rep | Asset management | 2019-07-19 | 2019-11-27 | |
| PICC Asset Management (Hong Kong) Company Limited | RO | Asset management | 2017-10-12 | 2019-07-12 |
| Rep | Asset management | 2017-03-03 | 2017-10-12 | |
| BlueCrest Capital Management (Hong Kong) Limited | Rep | Asset management | 2014-09-24 | 2017-01-19 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-11 | 2014-08-25 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-03 | 2013-01-24 |
| Rep | Dealing in securities | 2012-10-03 | 2013-01-24 | |
| FRONTPOINT MANAGEMENT (HONG KONG), LTD. | RO | Asset management | 2009-11-06 | 2011-06-30 |
| Rep | Asset management | 2005-05-23 | 2009-11-06 |
No HKMA registrations in the collected records.