Personnel Hong Kong SFC License Details (ID 115655)

Personnel Hong Kong SFC License Details (ID 115655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE FORTUNE CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2012-03-30	-
	RO	Asset management	2012-03-30	-
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Dealing in securities	2011-01-24	2011-06-14
	RO	Advising on securities	2009-11-16	2011-06-14
	RO	Asset management	2009-11-16	2011-06-14
Everbright Capital Management Limited	Rep	Advising on securities	2007-12-18	2009-05-31
	Rep	Asset management	2007-12-18	2009-05-31
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2007-03-02	2009-05-31
	Rep	Asset management	2007-03-02	2009-05-31
Everbright-Efund Fund Management Limited	Rep	Advising on securities	2006-11-29	2009-05-31
	Rep	Asset management	2006-11-29	2009-05-31
EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED	Rep	Advising on securities	2006-10-06	2007-02-06
	Rep	Asset management	2006-10-06	2007-02-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2006-05-22	2007-11-29
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Asset management	2005-07-26	2006-02-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2005-04-07	2005-07-26
	Rep	Advising on corporate finance	2005-04-07	2006-02-14
	Rep	Advising on securities	2005-04-07	2007-11-29
	Rep	Dealing in securities	2005-04-07	2007-11-29