Personnel Hong Kong SFC License Details (ID 115713)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-08-30	2010-05-04
	Rep	Dealing in securities	2007-08-30	2010-05-04
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-08-30	2010-05-04
	Rep	Dealing in futures contracts	2007-08-30	2010-05-04
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2005-04-13	2006-09-21