| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-11 | 2013-07-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-04-11 | 2013-07-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-04-19 | 2009-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-19 | 2009-04-01 |