Personnel SFC Licences and HKMA Registrations (ID 11574870)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Asset management	2026-01-08	-
	Rep	Dealing in futures contracts	2026-01-08	-
	Rep	Dealing in securities	2026-01-08	-
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Asset management	2022-04-06	2026-01-08
	Rep	Dealing in futures contracts	2022-04-06	2026-01-08
	Rep	Dealing in securities	2022-04-06	2026-01-08
T. Rowe Price Hong Kong Limited	Rep	Asset management	2017-06-14	2022-03-11
	Rep	Dealing in futures contracts	2017-06-14	2022-03-11
	Rep	Dealing in securities	2017-06-14	2022-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.