Personnel Hong Kong SFC License Details (ID 115752)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-08-15	2009-01-05
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2005-06-24	2006-03-16
	Rep	Advising on securities	2005-06-24	2006-03-16