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Au, Alex King Kwok 區經國 Hong Kong SFC License Details (ID 115773)
Au, Alex King Kwok 區經國
SFC ID:
ALY117
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
FWD Financial Planning Limited (HK)
Rep
Advising on securities
2006-05-15
2007-03-05
Sun Life Financial Asia Services Limited
Rep
Advising on securities
2005-06-25
2006-03-16